($5K Net Cap) FINRA Broker Dealer for Sale by Owner

Pension Service Associates Securities Corp. Registered in 1 state (California s-corporation). Established 18 years ago (1992). CRD (29919) is COMPLETELY CLEAN. Approved for Broker or Dealer selling variable life or insurance or annuities (VLA) and Mutual Fund retailer (MFR). Firm has one principal. Transaction includes approximately $4.5 million in mutual fund IRA Rollover and SEP IRA assets that generated approximately $9,000 in 12-B1 trailers in both 2008 and again in 2009. Average age of these mutual fund retirement accounts is 7-8 years, and includes funds from John Hancock, MFS, Putnam, Evergreen, Black Rock, Eaton Vance and others.